REDI EMS (Execution Management System)

REDI Global Technologies LLC Regulatory Notices:

Business Continuity Planning Summary:

In accordance with the SEC, and FINRA, REDI Global Technologies LLC (“REDI”) is committed to ensuring its continued ability to serve its clients and to protect the people and assets of REDI. Our Business Continuity Program (“BCP”) has been developed to provide reasonable assurance that we can continue to do business with little or no disruption in the event there are unplanned interruption at the firm’s critical facilities. The firm has established a process designed to ensure that the firm is prepared should a business disruption occur. This process addresses business disruptions of varying scope, including, but not limited to, medium and large scale events involving the disruption of business, technology systems, and displaced personnel. Our plan includes leveraging our resources and infrastructure through relocating impacted business units. 

Although we have taken significant steps to develop and implement a sound BCP and business recovery plan, we cannot guarantee that systems will always be available or recoverable after a disaster or significant business disruption. However, we believe that our planning for such events is robust and consistent with many of the best practices established within the industry. Any material changes to the above information will be available on our website or upon request.

Customer Identification Program:

Important Information You Need to Know about Opening a New Account:

To help fight the funding of terrorism and money laundering activities, federal law requires us to obtain, verify and record information that identifies each customer which opens an account with REDI Global Technologies LLC. Accordingly, when you establish an account, we will ask you for identifying information that will satisfy our Know Your Customer requirements, processes and procedures.

Privacy:

Please review the following Privacy Statement

Electronic Communications:

When you visit www.lseg.com, or send e-mails to us, you are communicating with us electronically. You consent to receive communications from us electronically. We will communicate with you by e-mail or by posting notices on this site. You agree that all agreements, notices, disclosures and other communications that we provide to you electronically satisfy any legal requirement that such communications be in writing.

Additional Information:

If you have any questions regarding these notifications or require further information, please do not hesitate to contact your account representative.