This half day entry-level course provides a foundation for compliance and operations professionals who are involved with EMIR transaction reporting. It’s a fully interactive course including an examination where a pass mark will confirm sufficient proficiency. This course is CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI). All our courses are delivered by experts in the regulatory field.
The London Stock Exchange Group have developed a EMIR reporting foundation course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements. This course includes the New RTS (Level 3) Requirements. All our courses are delivered by experts in the regulatory field.
There are various course dates available throughout 2021:
- 4 February 2021 (9.00am - 1.00pm)
- 12 March 2021 (9.00am - 1.00pm)
- 30 April 2021 (9.00am - 1.00pm)
- Further dates will be added
Please click the Register Here button, at the top of the screen to select a date.
NB - Due to Covid 19 restrictions all our courses are currently being delivered remotely via WebEx
There is an examination accompanying the course - this provides evidence that the candidate has reached an appropriate level of understanding.
Please note however that we are currently unable to run exams due to our office being closed as a result of the Covid-19 lockdown restrictions.
Course Details
The foundation course provides training on the core elements in the EMIR reporting requirements including:
– Background to the transaction reporting requirements
• G20 Commitment
• Key documentation
– What entities need to report
• Definitions of a financial and non-financial counterparty
• Geographic considerations
• Buy-side considerations
– Definition of a derivative
• Particular focus on FX derivatives
– How and when reports need to be made
– Trading Scenarios
• Exchange trade derivatives – who reports against who
• ETD give-ups
• OTC cleared v OTC bi-lateral
• Terminations and partial terminations
– Position Reporting
– Collateral & Valuation Reporting
– Data standards – basics
• Generic Descriptions of all non-asset class specific fields covered in the ESMA Reporting Technical Standards
• Legal Entity Identifiers
• Unique Trade Identifiers: format and generation
• Product Identifiers: ISIN, Aii and interim
• Data Validation (Level 1 and Level 2 Validations)
– Reconciliation
• pre- reporting
• Inter-TR reconciliation
Cost:
£600 plus VAT (UnaVista client rate)
£800 plus VAT (non-UnaVista client rate)
NB: UnaVista clients will be invoiced the fee post the course. Non-UnaVista clients must pay by credit/debit card at time of booking.
Before booking, please ensure you have read our cancellation policy.
If you have any questions please contact us on the following email address: uvtraining@lseg.com
