The EMIR Refit course is designed to familiarise compliance and operations staff working with the key changes in EMIR reporting.
Next upcoming course
30 October 2024
9.00am – 1.00pm
Course location
This course will be delivered remotely by the instructor using Microsoft Teams.
Event details
The EMIR Refit course is designed to familiarise compliance and operations staff working with the key changes in EMIR reporting.
Course outline
The course covers:
Brief recap of existing rules
- Reportable Instruments
- Counterparties
- Brexit
Background to EMIR Refit
- What is new
- ISO 20022 XML Schema
- Unique Product Identifier (UPI)
- Action Types and Events
- Reconciliations
- Updating Pre-Refit Trades
- Collateral Reporting
- Mandatory Delegated Reporting
- UTI Workflow
- Deleted Fields
- New Fields, field by field analysis
- Changing fields
Who is this course suitable for?
This course is suitable for anyone who EMIR reports.
Cost:
£600 plus VAT (Regulatory Reporting clients)
£800 plus VAT (Non-Regulatory Reporting clients)
NB: Fee can be invoiced or payment can be made with a debit or credit card at checkout.
Course dates:
- 28 March 2024 (9.00am – 1.00pm)
- 26 April 2024 (9.00am – 1.00pm)
- 27 June 2024 (9.00am – 1.00pm)
- 23 August 2024 (1.00pm – 5.00pm)
- 30 October 2024 (9.00am – 1.00pm)
- 18 December 2024 (1.00pm – 5.00pm)
- Further dates to be added. We can also schedule courses on demand – please email us with your requirements.
This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment. The course has also been accredited by the CPD Certification Service.
Please note – the instructor-led course is delivered remotely using MS Teams so no physical attendance is required. The web sessions are interactive and there is plenty of opportunity to ask questions. A full PDF pack of notes will be issued to all delegates after the course.
Before booking, please ensure you have read our cancellation policy.
If you have any questions please contact us on the following email address: RegReportingTraining@lseg.com
Anish Rajpuria
Vice President, Regulatory Consulting, Kroll
Anish Rajpuria joined Kroll in 2024 having previously worked for a variety of investment banks and hedge funds in Operations. Anish has over 18 years of financial services experience. He has performed a variety of roles at investment banks including nostro reconciliations, settlements, trade support and regulatory reporting. He helped set up the MIFID transaction reporting flow for an investment bank. He has also been responsible for the exception management process and has supported back reporting projects. Most recently, Anish was responsible for performing health checks of firms’ EMIR and MiFIR reporting framework. Anish delivers a range of Compliance Regulatory Reporting training modules including EMIR and MiFIR.
Judy Leung
Senior Vice President, Financial Services Compliance and Regulation, Kroll
Judy Leung joined the firm in 2012 having previously worked for a variety of authorised investment firms as a Compliance Officer. Judy has over 20 years of Compliance experience covering Front Office Compliance Advisory, Compliance Monitoring and Operational Regulatory Compliance. During her time with Kroll, Judy has worked with a number of firms including asset managers, broker dealers and investment banks and exchanges to review, enhance and develop compliance processes, workflow controls, procedures and documentation mainly in the Markets and Regulatory Reporting space. This has included secondments, S166, health checks, technical advisory and training. Judy delivers a range of Compliance Regulatory Reporting training modules including MiFIR and EMIR.
Regulatory Reporting client rate: £600 (+VAT) and non-client rate: £800 (+VAT)
NB: Regulatory Reporting clients will be invoiced the fee. Non-Regulatory Reporting clients can pay by credit card.
