EMIR Reporting Foundation Course

This half day entry-level course provides a foundation for compliance and operations professionals who are involved with EMIR transaction reporting. It’s a fully interactive course including an examination where a pass mark will confirm sufficient proficiency.

LSEG has developed an EMIR reporting foundation course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements. This course includes the RTS (Level 3) Requirements. All our courses are delivered by experts in the regulatory field.

This Foundation course is only appropriate for UK reporting focused delegates, as the EU EMIR refit is now already in effect.

The foundation course provides training on the core elements in the EMIR reporting requirements including:

• Background to the transaction reporting requirements
  • G20 Commitment          
  • Key documentation
    
• What entities need to report           
  
  • Definitions of a financial and non-financial counterparty           
  • Geographic considerations           
    
  • Buy-side considerations
    

• Definition of a derivative         
  • Focus on FX derivatives     
• How and when reports need to be made        

• Trading Scenarios
  • Exchange trade derivatives – who reports against who        
  • ETD give-ups 
  • OTC cleared v OTC bi-lateral
  • Terminations and partial terminations
• Position Reporting 
• Collateral & Valuation Reporting
• Data standards – basics    
  • Generic Descriptions of all non-asset class specific fields covered in the ESMA Reporting Technical Standards
  • Legal Entity Identifiers
  • Unique Trade Identifiers: format and generation
  • Product Identifiers: ISIN, Aii and interim
  • Data Validation (Level 1 and Level 2 Validations)

• Reconciliation
  • pre- reporting       
  • Inter-TR reconciliation

• 6 February 2024 (1.00pm – 5.00pm)
• 19 April 2024 (9.00am – 1.00pm)
• 14 June 2024 (9.00am – 1.00pm)
• 9 August 2024 (1.00pm – 5.00pm)
• 17 October 2024 (9.00am – 1.00pm)
• 6 December 2024 (1.00pm – 5.00pm)
• Further dates to be added. We can also schedule courses on demand – please email us with your requirements.

This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment. The course has also been accredited by the CPD Certification Service.

Anish Rajpuria joined Kroll in 2024 having previously worked for a variety of investment banks and hedge funds in Operations. Anish has over 18 years of financial services experience. He has performed a variety of roles at investment banks including nostro reconciliations, settlements, trade support and regulatory reporting. He helped set up the MIFID transaction reporting flow for an investment bank. He has also been responsible for the exception management process and has supported back reporting projects. Most recently, Anish was responsible for performing health checks of firms’ EMIR and MiFIR reporting framework. Anish delivers a range of Compliance Regulatory Reporting training modules including EMIR and MiFIR.